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Regulatory Compliance

At SNB Capital, we are committed to upholding regulatory compliance to maintain transparency, integrity, and trust in all our operations, while protecting the interests of our clients and stakeholders.

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Compliance Philosophy

SNB Capital is committed to maintaining trust and integrity through ethical practices, compliance, and diligent work, with guidance from our Compliance Division to meet all regulations.

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CMA Awareness Messages

Understand the stock market, learn about products and stay informed and compliant thanks to CMA Awareness messages

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Legal Requirements

At SNB Capital, we are committed to complying with all applicable laws, regulations, and standards governing the financial industry.

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SNB Capital is a Saudi Joint Stock Company with a paid up capital of SAR 1,500,000,000 and is authorised by the Capital Market Authority of the Kingdom of Saudi Arabia with a license number 37-06046 granted by Capital Market Authority to carry out dealing, as principal and agent, and underwriting, managing, arranging, advising and custody, with respect to securities. SNB Capital Company, CR1010231474, the registered office is at King Saud Road, Regional Building P.O. Box 22216, 11495 Riyadh, Kingdom of Saudi Arabia. 8002440123 

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